Lynda J. Fork
(Kintz) Purdue University
Calumet Dr. Alan J.
Spector Behavioral
Sciences Department Abstract This
research begins with the development of zero tolerance discipline policies
in grades K-12 according to Federal and State laws.An
investigation of juvenile crime and safe school environments proposes that
zero tolerance discipline policies are excluding children from education
rather than ensuring student safety on campus.Children
of low socioeconomic status and ethnic minority groups are suspended or
expelled in much larger numbers than the rest of the student population
in schools with zero tolerance discipline policies.Students
often face criminal charges in addition to expulsion that tends to increase
the risk of incarceration for that student in the future.Disciplinary
actions under zero tolerance policies increases the risk that a student
will drop out of school, which is effecting the overall drop out rate in
grades K-12.Educational professionals
report that zero tolerance policies also interfere with healthy psychological
and sociological development of children.In
contrast, the research also reviews alternative operations and disciplinary
practices that have improved the behavior and performance of students while
maintaining a safe school environment.Further
research is necessary to establish the full range of the effects of zero
tolerance discipline policies and the impact these policies have on a child's
future.
Introduction In
San Francisco, California, a Black middle school student made a bet with
his classmate on the outcome of a school basket ball game.The
classmate lost the bet and told school authorities that the boy threatened
him for payment.Without conducting
an investigation, school authorities and law enforcement agencies charged
the 7th grader with felony extortion and he was expelled (Advancement
Project & Civil Rights Project, 2000).In
Mississippi, five Black students were throwing peanuts at each other on
the school bus one morning.A peanut
accidentally hit the White female bus driver in the back of the head.The
bus driver immediately drove to the local police station where the five
students were questioned, arrested and charged with felony assault, which
carries a maximum five-year prison sentence.Community
pressure and legal assistance eventually prevailed on the student's behalf
and the felony charges were dropped.However,
the junior and senior students lost their bus privileges and suspension
from school was recommended.Subsequently,
the boys dropped out of school because they were unable to maintain regular
transportation for the thirty mile trip to their high school within the
low-income, rural community in the Mississippi Delta (Advancement Project
& Civil Rights Project, 2000). All
students may face obstacles as a result of zero tolerance discipline policies
in grades K-12 that tend to be similar to the experiences of the students
in the documented cases above.These
types of experiences certainly interfere with a student's positive social
and educational development.Moreover,
zero tolerance discipline policies are more often applied to students from
low socioeconomic status (SES) communities in general and ethnic minority
students in particular, which limits their educational development and,
consequently, effects their personal and social situation in the future. Christopher
Edley, Jr., a co-director of Harvard University's Civil Rights Project,
organized a conference in Washington D.C. in June 2000 to address the disparities
that exist in the application of zero tolerance discipline policies along
economic and ethnic lines (cited in Johnston, 2000).Raymond
Pierce, a deputy assistant secretary for the U.S. Department of Education's
Office for Civil Rights, spoke to participants at the forum about the inconsistent
application of discipline policies that have been occurring during the
past decade.He also stated that
parents and students are largely unaware of their civil rights under the
policies and due process of the laws that come into play concerning zero
tolerance discipline policies (cited in Johnston, 2000).Bruce
Hunter, the director of policy for the American Association of School Administrators
in Arlington, Virginia, made a statement at the conference that zero tolerance
policies go beyond racial discrimination.Jonathon
Kozol, (1991) author of the book Savage Inequalities about conditions
in high-poverty schools, maintains that research has shown that these disparities
in the application of zero tolerance discipline policies commonly exist
in high-poverty schools in low-income communities (cited in Johnston, 2000).A
recent report published by Harvard University informs the public that,
"Without a change in philosophy, many schools will continue to write off
and weed out children, cutting off their educational opportunities" (Advancement
Project & Civil Rights Project, 2000, Lessons section, para 1). Exclusion
from educational institutions is not the only result of zero tolerance
discipline policies.Researchers
have found significant evidence of institutional racism, especially against
Black students, in the practice of zero tolerance policies as well (e.g.
Advancement Project & Civil Rights Project, 2000; see also The Applied
Research Center, 2000).The most
serious issue in the controversy over zero tolerance policies is the intrinsic
referral of children to the criminal justice systems in conjunction with
practices of "racial profiling" (Rev. Jesse Jackson cited in Johnston,
2000, 'Major Problem' section, para 7) by school administrators and law
enforcement agencies (e.g. Advancement Project & Civil Rights Project,
2000; Brooks, et al., 1998, 2000).Incidents
of unreasonable disciplinary actions taken against students frequently
include vague explanations for these actions, such as disrespect for authority
and disruption of the classroom, leaving interpretation of the terms subject
to discriminatory practices (Gordon, R., Libero, D. P. & Keleher, T,
2000). Under
zero tolerance discipline policies students have faced suspension or expulsion
for the possession of objects considered to be a threat to the safety of
other children.A list of these objects
includes, and is not limited to, such items as scissors, plastic knives
in lunch bags, nail clippers and toy axes that were a part of their Halloween
costume (Advancement Project & Civil Rights Project, 2000).School
authorities have expelled or suspended students for possession of drugs
because they shared cough drops or Midol with other students (Advancement
Project & Civil Rights Project, 2000).The
absurd interpretations of Federal and State legislation to protect children
from weapons, illegal drugs and violence on campus would be amusing if
the conclusions were not so disproportionately exclusive for the children
these laws are supposed to protect.
The Foundations
of Zero Tolerance PoliciesZero
tolerance disciplinary action is more clearly defined as a stance than
as a term that can be identified with certainty (Skiba, 2000).Russell
J. Skiba of the Indiana Education Policy Center at Indiana University offers
this definition, "…zero tolerance has been intended primarily as a method
of sending a message that certain behaviors will not be tolerated, by punishing
all offenses severely, no matter how minor" (Skiba, 2000, p. 4).Zero
tolerance policy originated on a Federal level in 1986 against illegal
drugs and the violent crimes associated with them.During
the following eight years, schools across the U.S. began to adopt policies
of mandatory expulsion for fighting and possession of drugs, alcohol and
tobacco on school campuses in response to the emergent national "zero tolerance"
position against illegal drugs, crime and violence promoted by the Reagan
administration.By 1993, under the
Clinton administration, zero tolerance discipline policies in schools became
a Federal policy (Skiba, 2000).
As
a result, in 1994 the 103rd Congress made several amendments
to the Elementary and Secondary Education Act of 1965, usually cited as
Improving America's Schools Act of 1994 (see U.S. Department of Education, http://www.ed.gov/legislation/ESEA).Among
these amendments is Title XIV—General Provisions Part F, the specific Federal
law that addresses possession of weapons on school campuses. Part F is
cited as the Gun-Free Schools Act of 1994 and contains the foundations
for State laws and local policies that require expulsion of a student for
possession of a weapon on campus for a period not less than one year.States
must comply with this law in order to receive Federal funds.The
State laws must allow any local education agency to modify the expulsion
requirement on a case-to-case basis.States
must also allow local education agencies to continue to provide education
for students that are expelled for weapon possession in an alternative
local education agency upon the discretion of these agencies.The
official definition in the Federal law defines "weapon" as a firearm.The
Gun-Free Schools Act of 1994 also requires local education agencies to
refer a student possessing a weapon to a criminal justice or juvenile delinquency
system in order to receive Federal funds.Again,
the official definition in this section of "weapon" is a firearm (U.S.
Department of Education, 1994).The
Jeffords Amendment to the Gun-Free Schools Act later expanded the language
of the definition for the term "weapon", which allows for interpretation
of a weapon to include a knife (Skiba, 2000). The
Federal laws do not require mandatory State laws of suspension or expulsion
of students for possession, distribution or use of illegal drugs, alcohol
or tobacco.Title IV of the same
Act does contain statements of Federal desires for punitive reforms in
grades K-12 and offers financial support to the States for education and
prevention programs that inform students about substance abuse and positively
intervene in a crisis situation (U.S. Department of Education, 1994).However,
in practice students are regularly suspended or expelled under zero tolerance
policies for reasons that defy logic.For
example, a 7th grade student in an Ohio school district faced
expulsion for purportedly sniffing whiteout that she was using during class.Although
the Legal Aid Society of Greater Cincinnati verified with experts that
whiteout is not a drug, the student was suspended for nine days.Her
official school records now indicate that she was suspended for drug abuse
(Advancement Project & Civil Rights Project, 2000). An
examination of State laws that went into effect before and since the amendments
to Federal education laws in 1994 offers a partial explanation for this
phenomenon.In addition to State
laws local school districts may enforce policies and punishments on students,
which further complicates the controversial aspects of zero tolerance discipline
policies.As the Federal law mandates,
all States have laws that expel students from school for possession of
a firearm.Besides this common basis,
grounds for expulsion of a student varies from State to State1.18
States have laws that demand expulsion of students who use, possess or
distribute drugs on campus.10 States
have laws of expulsion for willful and continued defiance of authority
and two States have laws that require a student to be expelled for habitual
use of profanity (Advancement Project & Civil Rights Project, 2000).Students,
then, may be suspended according to various State and/or local laws for
arbitrary reasons.In total, 41
States have laws concerning suspension and 49 States have laws covering
expulsion (Advancement Project & Civil Rights Project, 2000). 43
States have laws that require school authorities to report students to
local police departments and/or juvenile courts if they violate certain
school disciplinary policies.In
many instances, distortions of the basic Federal law of 1994 results in
criminal charges in cases where the student did not commit an actual crime
on campus.For example, Maryland
law compels school authorities to report a student to local law enforcement
agencies for possession of a pager on campus (Advancement Project &
Civil Rights Project, 2000). In
recent years more and more school campuses across the United States are
beginning to have an atmosphere similar to a juvenile detention facility.In
many urban school districts, metal detectors and/or security cameras are
in use on campus (Tyre, 1998).In
some schools, either police or a school district's private security officers
monitor the halls and common areas of campuses (Department of Education,
1998).Surprise locker and school
bag searches complete with drug-sniffing dogs have become frequent experiences
for students in grades K-12 (e.g. Brooks, et al. 1998, 2000; The Times
Online; Tyre, 1998).Zero tolerance
policies seem to make schools safer for children, which is a growing concern
of parents in light of the incidents of violence on campuses that result
in serious injuries ordeaths
of children (Brooks, et al. 1998, 2000; CNN, In-Depth, 2000). Yet, do zero
tolerance discipline policies contribute to school environments that are
safer for students? School
Safety and Zero Tolerance Policies The
phenomenon of school shootings in the past decade has understandably been
influential in the development of zero tolerance discipline policies.Parents
are anxious about their children's safety while attending school.Still,
according to the U.S. Department of Education (1998) school shootings are
"relatively rare" (CNN, 1998, School Shootings Have High Profile But Occur
Infrequently, para 1).Only 10% of
all schools and 8% of rural schools reported[2]
serious violent crime during 1996-97 (CNN, 1998).Parental
anxiety may also be increased by the frequent media reports of violence
among children and teen-agers in general (Brooks, et al. 2000).The
Center for Disease Control and Prevention (CDC) reports in 1998 that homicide
accounts for 20% of all deaths in the 10-24 year old age category (CDC,
cited in Johnston, 1998).Although,
this age category is rather deceptive because a person is commonly considered
an adult at 21 years of age. Often,
the way that the news media presents the reports of school shootings gives
parents the impression that mass shootings, such as at Columbine, occur
more frequently in U.S. schools than confirmed by the actual facts.This
is not to say that any death due to violence is not a tragedy, however
it may occur, but often the news media aims for a reaction on an emotional
level and does not distinguish details in the reports.This
kind of reporting tends to confuse the issue of violence in U.S. schools
(e.g. Brooks, et al., 1998, 2000, Skiba,
2000). ABC
news published a list of school shootings over a period of 16 months in
the years 1997-98 on the Internet[3].Of
the 14 incidents listed, two were written threats of violence only and
one was a report of a gun that accidentally went off in a student's backpack,
wounding another student.Granted
the student should not have been carrying a gun to school, but the shooting
was not intentional.Two shootings
took place on campus outside the school building during after-school hours
and were attributed to rivalries that originated between the students within
the community that were not school related.Seven
shootings actually took place during school hours and one shooting took
place at a school graduation dance.Of
these eight incidents, five shootings were on a massive scale, such as
Columbine, and three were directed at one, or at the most, two people (ABC
news, 1998).ABC news headlines the
list as "An Explosion of Violence" (ABC news, 1998).Again,
any violent death is a tragedy, but not all of the 14 reports were actually
random, massive violence erupting from out-of-control juveniles. Professionals
who collect and analyze data on school shootings according to scientific
methods maintain that premeditated murder within U.S. schools has a very
low incidence rate overall (CNN, 1998).The
CDC (1999) reports that less than 1% of all homicides among 15-19 year
olds take place in/around or on school grounds or on the way to and from
school.In the same report, CDC
notes that five multiple victim deaths on school grounds have occurred
in the school years 1995-98 (CDC, 1999).Also,
Skiba (2000) notes that the most publicized school shootings took place
in suburban or rural communities of high to middle-income levels and in
schools with a relatively low percentage of low-income and ethnic minority
students.Yet, the general perception
of the public is that schools in low-income urban communities with a high
percentage of low-income and ethnic minority students are the most dangerous
schools in the U.S. (Skiba, 2000; Tyre,1998). Recent
studies by academics and journalists (e.g. Education Weekly, 2000; Gordon,
et al. 1999; Mayer & Leone, 1999) has generated questions about the
effectiveness of zero tolerance discipline policies in relation to safe
school environments.In contradiction
to stories in the mainstream media about youth violence in schools and
communities, professional researchers (Brooks, et al. 2000) report a significant
decrease in violence among adolescents on and off campus in recent years.The
latest data published by the Federal Bureau of Investigation (1998, 1993,
cited in Brooks, et al. 2000) collected from 1993-98 shows a 56% drop in
juvenile homicide arrests[4].This
reality of the statistical information on juvenile crime was noted in a
recent report published by the Justice Policy Institute/Children's Law
Center in Washington D.C[5].In
the journal, the authors (Brooks, et al. 2000) note that the most current
data shows that the number of arrests of children under 13 years of age
for juvenile homicide is the lowest since the FBI began collecting this
statistic in 1964.The authors (Brooks,
et al. 2000) report that the number has dropped by nearly one half, from
41 in 1993 to 22 in 1998.Crime has
also decreased among youth under 18 years old.From
1993-98 the number of youths arrested for rape was down 29%, robbery dropped
by 47% and aggravated assault declined 27%.In
all, the juvenile crime rate has dropped 30% since 1993 (Brooks, et al.
2000). In
1999, the Bureau of Justice Statistics (BJS) and the National Center for
Education Statistics (NCES) did a joint study of the change over time in
student reports of crimes in and out of school (1999, cited in Brooks,
et al. 2000).Their study was based
on data collected in the National Crime Victimization surveys that are
conducted by the BJS from a category on school crimes.The
findings of the BJS/NCES study (1999, cited in Brooks, et al. 2000) showed
a 29% decline in the total number of school crimes reported from 1993-97
(3,795,200 to 2,721,200).The number
of serious violent crimes reported were down 34% (306,700 to 201,800) and
violence such as fighting decreased by 27% (1,438,200 to 1,055,200) (Brooks,
et al. 2000). According
to the statistics on juvenile crime over the long range it may appear to
advocates of zero discipline policies that these policies have been a factor
in the reduction of, at least, serious violent crimes on school campuses.CNN
correspondent Peg Tyre (1998) relates how New York City school officials
took measures to improve student safety.She
states that New York City schools, often cited as some of the most dangerous
in the U.S., are considered a model of the outcomes of zero tolerance discipline
policies accompanied by physical deterrents, such as metal detectors and
video surveillance cameras (Tyre, 1998).Physical
deterrents, constant police surveillance on campus and zero tolerance discipline
policies were applied in the city's schools in response to a school shooting
in a Brooklyn high school in 1992.The
article cites that during the years 1996-98 the number of guns confiscated
from students in New York City schools dropped by 69.7% and attacks on
teachers were down 24% (Tyre, 1998).Tyre
(1998) claims that the effectiveness of the zero tolerance policies in
New York City schools is difficult to measure because a drop in the overall
crime rate in the city is inseparable from the drop in school violence.Still,
representatives from the United Federation of Teachers and The Center for
Educational Innovation in New York City were quoted in the article as attributing
the reduction of overall violence in the city's schools to the implementation
of zero tolerance policies and physical deterrents (Tyre, 1998).Ironically,
Skiba (2000) relates in his journal that Columbine High School had video
cameras that recorded all of the horrific scenes of the mass murder, but
did not prevent it (Skiba, 2000). A
current study[6]
by the Department of Special Education at the University of Maryland does
not support the conclusion of New York City school officials concerning
school safety and zero tolerance discipline policies.Using
data from the National Victimization Survey of 1995 by the BJS, Matthew
J. Mayer and Peter E. Leone (1999, cited in Brooks, et al. 2000) separated
the responses in a sample of 9,000 students[7].The
sample was divided into two categories, students who attended schools with
rigid surveillance, i.e. metal detectors, personal searches and locked
doors and students who attended schools where campus rules were stressed
and the consequences for breaking the rules were clearly understood by
the students.Then, the relationships
between the two different methods of discipline on school campuses and
the rates of victimization reported by students from schools in each category
were measured (Mayer & Leone, 1999, cited in Brooks, et al. 2000). The
authors (Mayer & Leone, 1999, cited in Brooks, et al. 2000) of the
study discovered that there was less disorder and reports of victimization
in the schools where the rules and the penalties for breaking them were
understood and disciplinary action was applied fairly.In
the schools with metal detectors, locked doors and security guards or staff
monitoring the hallways students reported more victimization.Students
also reported more acts of self-protection and a feeling of fear in schools
with an atmosphere of harsh restrictions.Mayer
and Leone (1999, cited in Brooks, et al. 2000) suggest that maintaining
an environment of juvenile detention tends to promote the disorder and
violence that zero tolerance policies seek to eliminate.An
environment of open communication that emphasizes personal responsibility
seemed to significantly decrease violence and disorder (Mayer and Leone
(1999), cited in Brooks, et al. 2000). Russell
J. Skiba, (1999, 2000, 2001, cited in "Offenses Up," 2001) director of
the Safe and Responsive Schools Project at Indiana University, came to
a similar conclusion.Skiba (2001,
cited in "Offenses Up," 2001) claims in a new study published in May of
2001 that expelling children under zero tolerance policies does not significantly
change student behavior.He argues
that
data from his latest study reveals that zero tolerance policies do
not ensure school safety[8]
(Skiba, 2001, cited in "Offenses Up," 2001).Skiba
(2000) also notes that very few empirical studies exist on the effectiveness
of various security measures, such as metal detectors, police officers
in school, etc., that are often associated with zero tolerance discipline
policies. There
is also indication in the mainstream media that zero tolerance policies
may be loosing some of their credibility with parents.Center
Grove High School in Johnson County Indiana took action to revise their
zero tolerance discipline policies when pressured by parents who opposed
some aspects of the local school board's discipline policies.The
school board revised its policy to include alternatives to expulsion, such
as counseling, which will take effect in the Fall 2001 school year ("Offenses
Up," 2001).On July 1 of this year
a new Indiana law went into effect that allows students with serious and
chronic diseases, such as asthma, to legally carry prescribed medication
on their person and self-medicate when necessary (Domschke, 2000).At
a school board meeting in Hartford, Wisconsin, 550 parents and community
members protested the mandatory expulsion of students for possession of
drugs and alcohol in local schools (Skiba, 2000).Although,
the recent protests against zero tolerance policies are possibly secondary
reactions to the initial mass protest by low-income and minority parents
in Decatur, Illinois in response to the expulsion of seven Black students
for engaging in a fistfight during a high school football game.Definitely,
parents and educational professionals are now criticizing the growing rates
of suspension and expulsion of students in grades K-12. Exclusion
of Children from Education Data
on suspension and expulsions are difficult to analyze because local schools
do not collect data in a uniform manner, but according to State and local
procedures (Advancement Project & Civil Rights Project, 2000).Often
access to this data is difficult to obtain; such as in Indiana where a
pin number must be used to access certain records even though they are
published on the Internet for easy access by Indiana education administrators.For
an estimate of the quantity and rates of suspensions and expulsions that
occur in U.S. schools there are several sources on a national level to
examine. In
a report titled "Violence and Discipline Problems in US Public Schools:
1996-97" published by the National Center for Education Statistics, (NCES,
1998) principals were asked to complete a survey about the discipline policies
and actions within their schools[9].Among
other questions, the survey asked principals to state how many times students
were disciplined for particular offenses, i.e. the possession or use of
a firearm, the possession or use of a weapon other than a firearm, the
possession, distribution or use of alcohol, drugs or tobacco and physical
fighting.The survey also asked principals
to indicate specific actions taken against the student, i.e. expulsions,
out of school suspensions lasting more than five days, or referral to an
alternative school or program (NCES, 1998).The
data from this survey offers an estimate of suspensions and expulsions
occurring in grades K-12 on a national level for the school year 1996-97
in relation to zero tolerance[10]
discipline policies.NCES notes that
these disciplinary options were only those actions that were measured by
the survey and not all schools necessarily experienced any of the offenses
listed in the survey and, consequently, none of the actions may have been
taken against students (NCES 1998). 75%
of all schools had adopted zero tolerance policies for the offenses listed
in the survey (Appendix II).According
to the survey, rates of suspension for five or more days were the highest
among any of the actions or combinations of actions taken against students.For
possession or use of a firearm about 16,578 actions were taken against
students, 49% of the actions were suspensions, 31% expulsions and 20% were
transfers of students to alternative schools or programs.For
possession of a weapon other than a firearm[11]
about 58,000 actions were taken against students, 55% of the actions were
suspensions, 23% expulsions and 22% were transfers.For
possession, distribution or use of alcohol, drugs or tobacco about 170,000
actions were taken against students, 62% suspensions, 18% expulsions and
20% of the actions were transfers.About
130, 000 actions were taken against students for physical fighting, 66%
suspensions, 15% expulsions and 19% were transferred to alternative schools
or programs.The survey also revealed
that schools with no crime reported were less likely to have a zero tolerance
policy for violence (74%) than schools reporting one or more serious crimes
(85%) (NCES, 1998). (Appendix II). The
latest figures released by the Department of Education's Office for Civil
Rights from the Individual School and District Summary Compliance Reports
show an increase in suspensions and expulsions in US schools.This
is the first time specific data was collected by Federal government agencies
on expulsions in grades K-12.The
annual suspension rate for all students in 1978 was 3.7%; in 1998 that
percentage rose to 6.9%, (Johnston, 2000) representing 3.1 million students
suspended during that school year (Advancement Project & Civil Rights
Project, 2000).Academics and journalists
are crediting the nearly double rate of suspension in grades K-12 to zero
tolerance discipline policies.87,000
students were expelled during the 1997-98 school year, 50% White, 31% Black
and 16% Hispanic.The percentages
become even more alarming when you compare these groups of children by
ethnicity.White students made up
63% of all students in 1998-99, Black students made up 17% and Hispanic
students 16% (Johnston, 2000).Clearly,
zero tolerance discipline policies tend to increase rather than decrease
exclusion of children from educational opportunities during the fundamental
and formative years of their education, especially ethnic minorities.It
should be noted for clarity in relation to the increase in suspensions
and expulsions that often these actions occur for unwarranted reasons,
such as the various examples cited earlier in this paper.Another
relationship that is being researched in the subject of exclusion of children
from educational development is the effect of zero tolerance policies on
drop out rates. Zero Tolerance
Policies and Drop Out Rates The
Department of Education's NCES report on high school drop out rates in
1999 recounts that students whose families are in the lowest 20% ($20,000
annually or less) of the income categories in the U.S. are five times more
likely to drop out of school (Department of Education, 1999).A
U.S. Census Bureau report published in 2001[12]
states that students from families with an annual income of $20,000 or
less dropped out of school in 1999 at a rate of 9.0% (U.S. Census Bureau,
2001).Of all income levels in 1999,
White students dropped out at a rate of 7.3% and made up 65.6% of all students
enrolled in 1999.Black and Hispanic
students dropped out at a rate of 12.6% and 28.6% respectively and made
up 16.2% and 37.7% of the population of students[13].NCES
reports that low-income (lowest 20%) students made up 13.9% of all students
and dropped out of school at a rate of 11% as compared to middle (5%) and
high (2.1%) income students enrolled in 1999[14].
The Department of Education also cites that the drop out rates have remained
relatively steady since 1990 when zero tolerance policies were beginning
to develop in U.S. schools (Department of Education, 1999). One
could argue that zero tolerance policies have not affected drop out rates
significantly judging by the statistics over the long range, but there
are other factors to consider when examining drop out rates that may not
be revealed by statistical data alone.NCES
notes that the high school drop out rates are based on the Current Population
Survey sent out by the U.S. Census Bureau, which does not include persons
in prison and persons not living in a household (Department of Education,
2000).According to Indiana Department
of Correction statistics, the current population of juveniles incarcerated
is 1,382.The average age of this
population upon entry 15.9 years old.The
minimum average sentence for serious violent crime is listed as 12 months.The
adult population incarcerated is 20,125 persons.The
average age of the adult population upon entry is 30.5 years with the highest
percentage (28%) of people serving a 5-10 year sentence (Indiana Department
of Corrections, 2001).Judging from
the totals of just one State, clearly there is a large population that
is not being counted in the NCES reports of high school drop out rates
that has the potential to change these rates significantly. In
a report published by the Southwest Educational Development Laboratory[15],
(SEDL) "Rural Students at Risk", authors Thompson and Deloney (1994) argue
that school practices effect drop out rates as well as personal variables
of students, such as family income, etc.School
practices tend to increase the risk that a low SES student will drop out
of school[16]
(Thompson and Deloney (1994).Studies
done by the SEDL have found that elementary school teachers tend to separate
students of low SES into low-ability groups according to their perceptions
of stereotypical attributes of low SES students (Thompson & Deloney,
1994).Pertaining directly to zero
tolerance policies, high numbers of suspensions in a school correlate with
higher drop out rates as well (Wheelock, 1986).Frequent
suspensions of an individual student also significantly influences that
student's decision to stay in school or to drop out (Catterall, 1986). Students
referred to the criminal and juvenile justice systems by zero tolerance
policies are even more likely to drop out of school due to their experiences
within this system and the associations that they may make with peers in
a similar situation (Skiba, 2000). Author John Kozol (1991) spoke with
Education Weekly (Johnston, 2000) in a recent article about the problems
of unruly students in relation to school discipline.Kozol
(1991) claims that students in low SES communities often struggle with
conditions of overcrowding in classrooms and a lack of physical comforts,
such as air conditioning during periods of extreme heat.These
students typically deal with inexperienced teachers who are apt to over-react
to restless students coping with unrewarding curriculums and physical discomforts
in general.He explains that it is
easier for students in this academic environment to lose control and act
out their frustration and discomfort in a disruptive or disrespectful manner
(cited in Johnston, 2000).Under
policies of zero tolerance, students are then subject to suspension and/or
expulsion for their behavior more often than they are referred to alternative
programs, (NCES, 1997) such as counseling or mentor programs.When
schools suspend and expel students who are already struggling with obstacles
like low SES, racial discrimination and meeting the demands of high stakes
mandatory testing, the educational institutions must take more responsibility
for student failure to complete a high school program.Under
zero tolerance policies, it appears that the schools are failing to meet
the needs of students already at risk of dropping out. Racial
Discrimination and Zero Tolerance Policies The
"Decatur Seven" (Brinkman, 2000) case in Decatur, Illinois had the effect
of bringing racial discrimination in relation to zero tolerance discipline
policies in U.S. schools out of the closet and into the mainstream media.Children
have struggled with institutional racism in U.S. schools for many decades
according to Ernest R. House in his journal "Race and Policy" published
in 1999.The journal covers race
and policy in education from the formation of the United States and includes
coverage of race and policy in the current educational system. A
quote from the abstract of this journal sums up the gist of his research
and sheds some light on the darker aspects of zero tolerance discipline
that have recently become a subject of heated debate among social activists
and those who set education policy in the U.S. Racial
beliefs are embedded in the national identity in complex and disguised
ways. These beliefs attribute presumed character traits to African Americans
and other minorities, who are thought of as different in character and
ability, especially the ability to govern themselves. These beliefs lead
to education policies which separate, differentiate, and mandate different
curricula and treatment for minorities, policies justified as being fair
and democratic. These beliefs influence not only curriculum content, but
how the schools are organized, financed, and administered at a deeper level
than is commonly understood (House, E.R., 1999, Race and Policy abstract) The
Decatur Seven case in the school year 1999-00 brought national attention
to an continuing issue (Brinkman, 2000) among social activists that zero
tolerance policies violate the Civil Rights Act of 1964, which prohibits
racial discrimination in any public or private institution which receives
Federal funding (see also the Advancement Project & Civil Rights Project,
2000).In Decatur, Illinois Eisenhower
High School officials originally expelled seven students for two years
over a fistfight that broke out among them at a high school football game.According
to Dave Aaronson, a spokesman for the U.S. Commission on Civil Rights,
besides sparking an ongoing national debate over racial discrimination
in zero tolerance policies, the Decatur case moved this commission to hold
a hearing in Congress about national school disciplinary procedures in
February 2000 (Brinkman, 2000).Social
activists from around the U.S. marched together in solidarity that went
beyond diverse political perspectives to protest the two-year expulsion
of the students.The mass demonstration
was the apparent effect of the cumulative experiences of students and parents
of low SES and minority status in the U.S. who regularly experience the
exclusive and biased effects of zero tolerance discipline policies[17].The
Rainbow/PUSH coalition filed a lawsuit against the Decatur school on behalf
of the seven students, but in January 2000 a Federal judge ruled against
the students.Perhaps because of
the mass protest and national debate, six students' sentences were reduced
to a one year expulsion and an offer of alternative schooling and one student
was allowed to withdraw (Brinkman, 2000).The
Decatur case brings into question the amount of similar harsh punishments
that take place, past and present, which are not as well publicized as
that event. For
example, a Black student in Merrillville, Indiana faced expulsion from
school under questionable circumstances for possessing a mixture that was
alleged to be wine and apple juice in an open bottle (Lach, 2000).The
honor student claimed that the bottle was given to her to hold by a former
student of Merrillville High School whom she conversed with briefly that
morning at the school's entrance.The
student said that she did not drink any of the contents of the bottle and
intended to throw it away, but a teacher confiscated the bottle from her
when she went to class.The 15-year-old
stated to school authorities that she thought the bottle contained only
apple juice.She was given a breath
analysis test and passed it, but was immediately suspended and then expelled
for the remainder of the school year according to the school's zero tolerance
discipline policy. A
general atmosphere of suspicion surrounded this case as some in the community
felt that the judgement and immediate suspension of the student was a stereotypical
reaction based on the student's ethnicity.Operation
Push tried to intervene on the student's behalf but was denied access to
the student's hearing by school administrators.The
superintendent of Merrillville School Corporation upheld the school's decision
to expel the student even though she was a model student and this was her
first offense of any kind.He justified
his support by saying that if a student is excused for a first offense
it may increase the use of drugs or alcohol on campus ((Lach, 2000).The
superintendent's statement is typical of the philosophy of zero tolerance
discipline policies in general.Those
who believe that it interferes with the healthy psychological and sociological
development of juveniles criticize this philosophy. Personal
and Social Development of Children Under Zero Tolerance Policies The
general debate among education professionals and childhood development
professionals is whether any of the supposed benefits of zero tolerance
policies outweigh the harmful effects on the personal and social development
of children (e.g. Baxter, 1999, Skiba, 2000).Bethany
M. Baxter, a former teacher and secondary school principal, presents her
views in the debate based on her career experiences in an article published
by CNN news.Baxter (1999) claims
that current policies promote intolerance of other people in children and
not the behavior of other people in social situations.She
also acknowledges that zero tolerance policies tend to spread detrimental
behavior among students instead of deterring it (Baxter, 1999).Baxter
(1999) argues that zero tolerance policies and discipline are not the same
thing.She maintains that discipline
is a process that teaches a child correct social behavior and, in a school
environment, this depends on a close connection between teachers and students,
which zero tolerance policies effectively erode. Baxter
(1999) gives an example of a student who was told to write her feelings
in a journal as a class assignment and was encouraged to be candid about
exploring her feelings because the journal was confidential, meaning only
her teacher would read her entries.Based
on what the student wrote about her feelings of anger, her teacher felt
obligated by school policy to show the journal to school authorities, resulting
in the child's suspension.This type
of action, according to Baxter and other professionals, (e.g. Harvard Civil
Rights Project, 2000) destroys the integrity of the student/teacher relationship
and causes children to mistrust adults (Baxter, 1999). Applications
of zero tolerance policies most often separate children from their peers
and teachers when they are suspended/expelled.In
effect, this type of action suggests to children that their peers are expendable
rather than teaching children to value, counsel and correct their peers
in a supportive manner when they are socially misbehaving.Baxter
feels that zero tolerance policies are also sending a message to children
to be intolerable of others who are different from themselves and that
people who are different from themselves should be "sacrificed for the
common good" (Baxter, 1999, Sending the Wrong Message section, para 6). A
child's self-esteem and value judgements are damaged by the punishments
meted out to them under zero tolerance policies (Advancement Project &
Civil Rights Project, 2000; Brinkman, 2000).The
seven students in the Decatur case had negative reactions to their experience.In
a follow-up interview one year after the expulsion one student reported
feeling stigmatized and felt that people now judged him according to the
publicized accounts of his actions in and the subsequent events surrounding
the case.Although some of the students
involved enrolled again in high school or college classes, one of the students
dropped out of school entirely and no mention was made in the article that
he would pursue a GED or further education in the future. Two of the students
reported feeling that they could have done better in school and had a more
promising future if they had been given a reprieve by the school and a
chance to atone for their actions instead of the harsh punishment applied
to them.Now these two feel they
want to leave Decatur, Illinois where they feel outcast and persecuted
despite the national support they received. (Brinkman, 2000). Four
of the students were arrested during their expulsion from school.Three
students were arrested for another fight that broke out at a friend's house
and one was arrested for possession of marijuana. At least two of the students
still face a trial on charges of mob action and assault of a school employee
stemming from the original fistfight at their high school's football game.Another
student had already performed community service and served his 12-month
probation for criminal charges incurring from the initial fight and expulsion.
The repeated arrests in this case seems to give support to Skiba's (2000)
argument that juveniles tend to develop harmful associations with peers
who are not in school and who may have been arrested themselves.Students
also risk getting into trouble again because they have more hours of free,
unstructured time once they are expelled from school (Skiba, 2000) Alternatives
to zero tolerance discipline policies have proven to be successful in schools
located in low-income communities with a high percentage of ethnic minority
students.In a few of these schools,
which are usually cited in the category "dangerous", zero tolerance policies
have been replaced and administrators, teachers, staff and parents are
now involved in schools that have totally restructured their operations
(Advancement Project & Civil Rights Project, 2000).Some
of the new methods of operation include improving physical comforts for
students and changes in academic programs designed to make the curriculum
more interesting and allow students more creativity and self-expression
in their assignments (Advancement Project & Civil Rights Project, 2000). Also,
these schools are offering more extra curricular activities, fostering
parental involvement in the school and creating mentoring programs consisting
of teachers and staff.In some schools,
rules are posted around the school along with signs that remind students
that the teachers, staff and parents care about their academic performance
and appreciate their good behavior and efforts to learn.In
other schools, a student's mentor is made aware that a student is misbehaving
and in danger of suspension or expulsion and is encouraged to communicate
with the student to see what might be causing the behavior and to offer
her/his support and guidance.In
these schools with alternative structure and discipline policy suspensions
and expulsions have dropped dramatically, in some cases to less than 1%
of the student population during one school year (Advancement Project &
Civil Rights Project, 2000). Conclusion In
essence, the examples in this paper show zero tolerance discipline policies
to be a philosophy of maximum punishment for violation of established rules
regardless of the past behavior of a student that are supposedly applied
to all students equally.Justification
for this attitude is improved student safety on campus, which according
to research may not be accomplished by zero tolerance policies and their
physical supplements per say.Further
research is necessary to prove that zero tolerance policies improve school
safety because crime in all schools is inseparably connected to crime in
all communities throughout the nation.Also,
examples of actual cases illustrate that not all reports of crime in U.S.
schools are instances of an actual crime, violent or not. The
quantity of students of low SES and ethnic minority groups who are suspended,
expelled, or fail to complete a high school program due to zero tolerance
disciplinary actions show that the applications are not equal and possibly
in violation of the Civil Rights Act of 1964.The
documented cases reveal that irrational and racial discriminatory actions
are commonplace and if these actions are questioned the U.S. State and
Federal courts uphold them.What
is accomplished directly from suspension and expulsion or indirectly from
drop out rates is student intimidation and exclusion from education.In
addition, the mass alienation and exclusion of children from grades K-12
in an inconsistent and biased manner tends to develop intolerance of other
children, distrust of adults and erodes a child's sense of fairness and
justice.More seriously, zero tolerance
policies criminalize children.More
research is necessary in this area to establish the long-term psychological
and sociological effects on children charged with a crime in grades K-12
and processed through the criminal and juvenile justice systems. Alternative
academic programs and discipline policies in schools do produce positive
results.However, the majority of
children of low SES and ethnic minority groups in the U.S. will continue
to be excluded from educational development until zero tolerance discipline
policies in grades K-12 are abolished.Knowing
the devastating
effects of zero tolerance policies, why do those who implement
educational policy in U.S. schools and the general public support them? A
false perception among parents of violence in U.S. schools tends to contribute
to the popularity of zero tolerance policies.Basic
economics also tends to influence those who set education policy.The
NCES states that a high school diploma or GED is essential for employment
in the current, global high-tech economy (Department of Education, 2000).In
market economies regulated by supply and demand, subsidies and cost-effective
practices designed to increase profits, labor is also a regulated market.Education
is a key regulator of the labor market along with competition for a share
of the labor market that is supposedly unbiased according to merit, or
individual competence.Even in ideal
economic cycles of high production and consumption employment opportunities
never equal the amount of people seeking employment.Those
who are not as well educated do not have the same opportunities or no opportunities
in certain employment markets.Tracking
students by ability, high stakes mandatory testing and zero tolerance discipline
policies effectively regulate the amount of people who will be competing
for employment on every level of income and ability.To
use an analogy, dairy farmers are paid economic subsidies regulated by
law and so dispose of gallons of milk to balance supply and demand and
regulate prices.Certain policies
in the educational institutions effectively dispose of a particular class
of students' future opportunities in the employment markets and also regulate
wage scales.These are just two
of the factors that tend to influence educational policy in U.S. schools.In
respect to the evidence of exclusive outcomes for low SES and ethnic minority
students, more research and action according to the conclusions of further
research should be applied to the purpose and function of zero tolerance
discipline policies in U.S. schools by those who seek means that will improve
the future of this class of students.
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Brief Web site: http://www.census.gov/statab/www/part2.html Violence
and discipline problems in u.s. public schools: 1996-97. (1998). National
Center for Education Statistics,980-30008. Retrieved from the Department
of Education, National Center for Education Statistics Web site: http://nces.ed.gov/pubs98/violence/98030008.html Violence
in u.s. schools. (1998, June 15). ABC News, U.S. Retrieved from
ABC News, U.S. Web site: http://abcnews.go.com/sections/us/DailyNews/shootingslist980521.html Wayman,
J. (2001, February 8). Factors influencing ged and diploma attainment of
high school drop outs. Education Policy Analysis Archives, 9, no 4.
ISNN 1068-2341. Retrieved March 8, 2001, from the Arizona University College
of Education, Education Policy Analysis Archives Web site: http://olam.ed.asu.edu/epaa/v9n4/ Web
resources. (2001). CDC fact sheet on school violence.U.S.
News Online. Retrieved March 10, 2001, from U.S. News Online, News
& Views, Web resources page, Web site: http://www.usnews.com/usnews/news/990426/denver.htm What
works in preventing school violence: The safe and responsive fact sheet
series. Indiana Education Policy Center. Retrieved March 20, 2001,
from Indiana University, Indiana Education Policy Center, Safe and Responsive
Schools Project Web site: http://www.indiana.edu/~safeschl/publication.html Wheelock,
A. (1986) The way out: Student exclusion practices in boston middle schools.
Boston, MA: Massachusetts Advocacy Center. Wheelock,
A. (1992). Crossing the tracks: How "untracking" can save America's
schools. New York: The New Press. 1
See Appendix III of "Opportunities Suspended: The Devastating Consequences
of Zero Tolerance and School Discipline Policies," Harvard Advancement
Project & Civil Rights Project, (2000) for explanation of grounds.
[2]
"Violence and Discipline Problems in U.S. Public Schools: 1996-97", U.S.
Department of Education, National Center for Education Statistics (1998).
Serious violent crime is defined in this report as murder, rape, sexual
battery, suicide, robbery or an attack with a weapon.
[4]
"Crime in the United States: Uniform Crime Reports," Washington, DC: US
Department of Justice, Federal Bureau of Investigation (1998, 1993).
[5]
The Justice Policy Institute is a research and public policy organization
of lawyers and academics in the United States.
[6]
Mayer, J. M. & Leone, P. E. (1999).A
structural analysis of school violence and disruption: Implications for
creating safer schools. Education and Treatment of Children, Vol. 22,
No. 3
[7]
see also Skiba,R. J.,(2000).
"Zero tolerance, zero evidence: An analysis of school disciplinary practice".Skiba
reports sample size as 9, 854 and sample age as 12-19.
[8]
See also Skiba, R J. & Peterson, R. (1999). The dark side of zero tolerance:
Can punishment lead to safe schools? Phi Delta Kappa. January 1999.
[9]
"Principal/School Disciplinarian Survey on School Violence", FRSS 63, 1997.
U.S. Department of Education, National Center for Education Statistics,
Fast Response Survey System.
[10]
"Zero tolerance policy" was defined for the survey "as a school or district
policy that mandates predetermined consequence/s or punishments for specific
offenses" (NCES, 1998, Zero tolerance section, para 1).
[11]
The survey defined this variable as "any instrument or object used with
the intent to threaten, injure, or kill, including knives, razor blades
or other sharp-edged objects, ice picks or other pointed objects, baseball
bats, sticks, rocks, or bottles" (NCES (1998), Possession of a weapon other
than a firearm section, para 1).
[12]
See report P20-553 "School Enrollment in the United States-Social and Economic
Characteristics of Students: October 1999".U.S.
Census Bureauhttp://www.census.gov/prod/www/abs/school.html
[13]
The Department of Education notes that the high drop out rate for Hispanic
students may be due, in part, to immigration/emigration to and from their
countries of origin.
[14]
These figures are taken from the 15-16 age category.For
complete chart see Table 1 of Department of Education report of Dropout
Rates in the United States: 1999.Source:U.S.
Department of Commerce, Bureau of the Census, Current Population Survey,
October 1999.
[15]
SEDL is a private, non-profit corporation based in Austin, Texas concerned
with research and practice of educational development in grades K-12.
[16]Other
school practices identified by researchers that put any student at risk
of dropping out of school are conflict with teacher(s), student retention,
(Roderick, 1993) and ability grouping or "tracking", (Wheelock, 1986)
.
[17]
I attended this march in Decatur.My
statement is based on my interactive observations and conversations with
the people who organized and attended the mass protest.
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